Thank You!

You have successfully subscribed to the newsletter

Sign up to the newsletter

Sign up to our free newsletters and get the latest news from us delivered to your inbox.

Integrity

We believe operating with the highest moral standard should be at the core of every transaction. We understand that the long road to success requires transparency and fiduciary responsibility.

Partnership

We have built and maintained strong relationships throughout the years as the result of working hard for our clients and partners. Many of whom have been with us from the beginning.

Growth

We pride ourself being the catalyst for our client's growth. When you grow, we grow!

The firm

We recognize that each individual client has a separate and unique set of investment goals. It’s critical that our goals and objectives are totally aligned with those of the clients.

Read more
Investment banking

As a boutique investment banking firm, Windsor Street Capital provides financial and brokerage services to a select group of corporate, individual and institutional clients.

Read more
Sales and Trading

Windsor Street Capital offers the ability to purchase mutual funds and a variety of fixed income products such as government, corporate, high yield, municipal and money market instruments.

Read more
Wealth management

For over 23 years we have worked with individuals, families and businesses to deliver services and solutions that help grow, preserve and manage wealth. We always understand our client’s goals!

Read more
Windsor Street Capital is a full-service boutique investment banking firm committed to providing clients with outstanding personal attention in a wide range of financial services for over 23 years.

This approach distinguishes us in the industry, and accounts for our outstanding record of long-term stability and growth. We recognize that each individual client has a separate and unique set of investment goals. It’s critical that our goals and objectives are totally aligned with those of the clients. We invest a substantial amount of time understanding the objectives of our clients and assessing our ability to meet those objectives prior to our engagement. We are dedicated to providing value for our clients by devising the most appropriate strategies based on careful analysis of their risk tolerance and investment objectives.

Highlights

Signpath Pharma

Convertible Preferred Stock & Warrant
$13.4 million

Placement Agent, November 2013

MannKind Corporation

Common Stock At-the-Market Offering
$50.0 million

Co-Agent, March 2014

CAPSTEAD

Common Stock At-the-Market Offering
$24.21 million

Sole Agent, November 2013

MicroVision

Common Stock At-the-Market Offering
$4.5 million

June 2015, November 2013

Media Morph, Inc.

Convertible Stock & Warrant
$8.0 million

Acted as Investment Agent, December 2012

China Liandi

Convertible Preffered Stock & Warrant
$27.55 million

April 2010

Vical

Common Stock At-the-Market Offering
$25.0 million

Sole Agent, April 2014