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As a boutique investment banking firm, Windsor Street Capital provides financial and brokerage services to a select group of corporate, individual and institutional clients.

While our capabilities are broad, our key focus is on public offering, private placement, reverse mergers, and merger and acquisition advisory services geared primarily to emerging growth companies in the healthcare, technology and digital media sectors. We seek companies that have innovative technologies and intellectual capital as well as strong growth potential, and in keeping with our firm’s philosophy, we forge long-term relationships. This includes not only helping our clients raise financing, but also guiding them through all cycles of growth.


Our corporate finance team of seasoned business and financial professionals provides industry expertise and ensures that clients executing an investment banking transaction are well prepared. By applying high-end transactional expertise, we maximize deal terms and protect the client’s interest. Our commitment guarantees that our clients receive the individual attention and direction they need.


Our suite of investment banking services includes:

  • Corporate finance, including underwriting companies through initial public offering, reverse mergers, secondary and convertible debt offerings, as well as private placements and at-the-marketing offerings.
  • Securities brokerage and market making in a select list of over-the-counter securities.
  • Financial advisory services, including mergers and acquisitions, corporate restructuring and fairness opinions.