Chief Financial Officer – Joseph Marinelli
Highly accomplished, results-driven senior accounting and financial management executive with more than 35 years of progressive experience in finance and operations management within a number of prestigious broker-dealers. As CFO, he is responsible for the preparation and reporting to all regulatory agencies as well as the liaison to outside independent accounting firm which includes the preparation of the firm’s Annual Audit Report. In addition, he holds Series 7,14,24,27,53 and 63 securities licenses.
Raana Imtiaz Khan
At Windsor Street Capital, Mr. Khan focuses on assisting corporate clients in achieving their financial and strategic objectives. He has led several assignments and transactions including merger and acquisition advisory, debt and equity private placements, restructuring and valuations in connection with complex securities transactions.
Mr. Khan has been at Windsor Street Capital since 2000 and has worked on over $1 billion in investment for various public and private emerging growth companies.
Prior to joining Windsor Street Capital, Mr. Khan worked in Investment Banking Group with Merrill Lynch. Previously, Mr. Khan launched and ran a construction management and engineering firm, where he led a number of successful commercial projects.
Mr. Khan holds a BE in Electrical Engineering from the University of Engineering and Technology, Pakistan and an MBA in Finance from New York University’s Stern School of Business and is a Wharton Fellow from the University of Pennsylvania.
John W. Stalanski – CHIEF COMPLIANCE OFFICER
Mr. Stalanski has more than 20 years experience in the securities industry, having initially gained experience as an account executive/financial adviser with Dean Witter Reynolds and American Express Financial Advisers, Inc., from 1997 to 2000, before becoming engaged in supervision and compliance.
In December 2017, Mr. Stalanski was appointed Chief Compliance Office for Windsor Street Capital, L.P. Serving as a Managing Principal, AML Compliance Officer as well as the Executive Representative for the firm.
Mr. Stalanski is currently registered as a Series 24, 7, & 62 and has previously been registered as a Series 31, 65 and 63.
Prior to beginning his career in the securities industry, Mr. Stalanski served as a purchasing manager from 1976 to 1997 for various corporations, including as serving as Senior Purchasing Director for Radio City Productions, Inc., from 1995 to 1997.
Cathy Cao – Managing Director of Investment Banking
Ms. Cao currently serves as a Managing Director of Investment Banking at Windsor. She has over a decade of experience in financings, mergers and acquisitions, and restructurings. During her career, Ms. Cao participated in raising over $1 billion for private and public companies while also providing banking consultation/advisory services. She has advised on transactions in a wide range of industries, including healthcare, telecom, consumer, media , technology, energy, gaming and real estate. Prior to joining Windsor, Ms. Cao was a senior investment banker with Knight Capital Group, Rockwell Capital, Rodman & Renshaw, and Groton Merchant bankers in New York. She also served as a senior advisor to Nasdaq listed public companies, and strategy and management consultant for Fortune 500 global companies. Ms. Cao is an honors MBA graduate of Columbia Business School and currently holds Series 7, 63 and 79 registrations with FINRA. Ms. Cao currently serves on non-for-profit Boards of Directors.